Meet Connie

Connie Shannon

Constance Dye Shannon

Executive Vice President and General Counsel
UMB Fund Services
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Connie directs UMB Fund Services’ legal services, which include a full range of legal support services to clients, their CCOs, and their in-house and external legal counsel. She serves as a resource to UMB Fund Services’ business lines on a variety of legal and regulatory matters.

Previous Experience

Connie has been in the securities industry since 1986 and joined UMB in 1995.

Professional Membership

State Bar of Wisconsin

Community Involvement

Junior League of Racine, Sustaining Member, Past President


Series 7 - General Securities Registered Representative
Series 24 - General Securities Principal


Connie earned a law degree from Hamline University School of Law in St. Paul, Minn., and a bachelor’s degree in political science and English from the University of Wisconsin–Madison.